McCoy David M. 4
4 · P10, Inc. · Filed Dec 27, 2024
Insider Transaction Report
Form 4
McCoy David M.
DirectorOther
Transactions
- Conversion
Class A Common Stock
2024-12-23+300,000→ 399,545 total - Conversion
Class B Common Stock
2024-12-23−300,000→ 2,517,213 total→ Class A Common Stock (300,000 underlying) - Sale
Class A Common Stock
2024-12-23$12.72/sh−55,545$706,532→ 344,000 total
Footnotes (2)
- [F1]Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
- [F2]Continued from Footnote 1: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.