4//SEC Filing
Caplan Jay David 4
Accession 0000950170-25-012530
CIK 0001572616other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:03 PM ET
Size
15.5 KB
Accession
0000950170-25-012530
Insider Transaction Report
Form 4
Caplan Jay David
President, Chief Product Off.
Transactions
- Exercise/Conversion
Common Stock
2025-01-31$1.70/sh+22,346$37,988→ 175,890 total - Sale
Common Stock
2025-01-31$1.81/sh−22,346$40,464→ 153,544 total - Sale
Common Stock
2025-01-30$1.95/sh−21,472$41,802→ 153,544 total - Exercise/Conversion
Stock Option
2025-01-30−21,472→ 40,270 totalExercise: $1.70Exp: 2025-02-10→ Common Stock (21,472 underlying) - Exercise/Conversion
Stock Option
2025-01-31−22,346→ 17,924 totalExercise: $1.70Exp: 2025-02-10→ Common Stock (22,346 underlying) - Exercise/Conversion
Common Stock
2025-01-30$1.70/sh+21,472$36,502→ 175,016 total
Holdings
- 358,806(indirect: By Trust)
Common Stock
- 118,810(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents sales pursuant to a Rule 10b5-1 plan that the Reporting Person entered into on September 13, 2024.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9000 to $2.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8000 to $1.8800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The option is fully vested and exercisable.
Documents
Issuer
FRACTYL HEALTH, INC.
CIK 0001572616
Entity typeother
Related Parties
1- filerCIK 0001419217
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 6:03 PM ET
- Size
- 15.5 KB