4//SEC Filing
Kapani Mayur 4
Accession 0000950170-25-040334
CIK 0001571949other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:30 PM ET
Size
14.1 KB
Accession
0000950170-25-040334
Insider Transaction Report
Form 4
Kapani Mayur
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2025-03-14$50.01/sh+5,662$283,157→ 84,186 total - Sale
Common Stock
2025-03-14$171.22/sh−1,006$172,246→ 74,213 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2025-03-14−5,662→ 5,662 totalExercise: $50.01Exp: 2026-01-14→ Common Stock (5,662 underlying) - Sale
Common Stock
2025-03-14$169.65/sh−2,473$419,555→ 81,713 total - Sale
Common Stock
2025-03-14$170.74/sh−6,494$1,108,774→ 75,219 total
Footnotes (8)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of September 9, 2024.
- [F2]The price range for the aggregate amount sold by the direct holder is $169.20 - $170.16. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F3]The price range for the aggregate amount sold by the direct holder is $170.20 - $171.19. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F4]The price range for the aggregate amount sold by the direct holder is $171.20 - $171.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F5]The common stock number referred in Table I is an aggregate number and represents 61,290 shares of common stock and 4,487 unvested restricted stock units ("RSUs"), and 8,346 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year.
- [F6]The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.
- [F7]The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
- [F8]These options are fully vested.
Documents
Issuer
Intercontinental Exchange, Inc.
CIK 0001571949
Entity typeother
Related Parties
1- filerCIK 0001917418
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:30 PM ET
- Size
- 14.1 KB