Home/Filings/4/0000950170-25-049804
4//SEC Filing

BOCHNOWSKI JAMES J 4

Accession 0000950170-25-049804

CIK 0001585608other

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 8:10 PM ET

Size

8.9 KB

Accession

0000950170-25-049804

Insider Transaction Report

Form 4
Period: 2025-03-31
Transactions
  • Purchase

    Warrant to Purchase Common Stock

    2025-03-31+27,00227,002 total(indirect: See Footnote)
    Exercise: $5.43From: 2025-03-31Exp: 2030-03-31Common Stock (27,002 underlying)
  • Purchase

    Convertible Promissory Note

    2025-03-31$150000.00/sh+27,002$4,050,300,00027,002 total(indirect: See Footnote)
    Exercise: $5.55Common Stock (27,002 underlying)
Footnotes (3)
  • [F1]The 6% convertible promissory note (the "Note") was issued to pursuant to a securities purchase agreement between Jaguar Health, Inc. (the "Company") and the reporting person dated March 26, 2025 (the "Purchase Agreement"). The Note will mature three months after issuance, and is convertible, at the reporting person's option, in part or in full, into an aggregate of 27,002 shares of the Company's voting common stock, par value $0.0001 per share (the "Common Stock"), at a conversion price of $5.555 per share.
  • [F2]As an inducement to enter into the Purchase Agreement, the reporting person received a warrant (the "Warrant") to purchase up to 27,002 shares of Common Stock with an exercise price of $5.43 per share. The Warrant is exercisable immediately upon issuance and will expire on the earlier of (i) five years from the date of issuance, (ii) the consummation of a fundamental transaction and (iii) the consummation of a liquidation event.
  • [F3]Securities held directly by the Bochnowski Family Trust. Mr. Bochnowski, by virtue of his position as a co-trustee and beneficiary of such trust and his sharing of voting and investment control over the securities held by the trust with his spouse, may be deemed to beneficially own the securities held by the Bochnowski Family Trust for purposes of Section 16

Documents

1 file

Issuer

Jaguar Health, Inc.

CIK 0001585608

Entity typeother

Related Parties

1
  • filerCIK 0001255743

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 8:10 PM ET
Size
8.9 KB