4//SEC Filing
Casey Niall 4
Accession 0000950170-25-098530
CIK 0001794546other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 8:28 PM ET
Size
9.5 KB
Accession
0000950170-25-098530
Insider Transaction Report
Form 4
CARLSMED, INC.CARL
Casey Niall
DirectorChief IP Officer, Secretary
Transactions
- Award
Stock Options (Right to Buy)
2025-07-22+53,571→ 166,049 totalExercise: $15.00Exp: 2035-07-09→ Common Stock (53,571 underlying) - Exercise/Conversion
Common Stock
2025-07-24+3,612→ 937,585 total - Conversion
Series B Preferred Stock
2025-07-24−3,612→ 0 total→ Common Stock (3,612 underlying)
Footnotes (2)
- [F1]These securities were previously reported on a Form 3 filed by the Reporting Person as preferred stock of the Issuer. Each share of preferred stock of the Issuer converted into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering on a 1-to-1 basis without payment of additional consideration. The preferred stock has no expiration date.
- [F2]The unvested stock options are convertible into approximately 53,571 shares of the Issuer's common stock and will begin to vest in equal installments on each quarterly anniversary of July 22, 2025 (the "Grant Date"), such that all of the stock options will be vested on the fourth anniversary of the Grant Date, provided that the Reporting Person remains in continuous service through each applicable vesting date.
Documents
Issuer
CARLSMED, INC.
CIK 0001794546
Entity typeother
Related Parties
1- filerCIK 0002077161
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 8:28 PM ET
- Size
- 9.5 KB