4//SEC Filing
Mittendorff Robert II 4
Accession 0000950170-25-098540
CIK 0001794546other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 8:31 PM ET
Size
21.8 KB
Accession
0000950170-25-098540
Insider Transaction Report
Form 4
CARLSMED, INC.CARL
Mittendorff Robert
Director
Transactions
- Conversion
Common Stock
2025-07-24+3,680,506→ 3,680,506 total(indirect: See footnotes) - Conversion
Common Stock
2025-07-24+2,376,472→ 2,376,472 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2025-07-24−2,235,486→ 0 total(indirect: See footnotes)→ Common Stock (2,235,486 underlying) - Conversion
Common Stock
2025-07-24+931,452→ 931,452 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2025-07-24−931,452→ 0 total(indirect: See footnotes)→ Common Stock (931,452 underlying) - Conversion
Series C Preferred Stock
2025-07-24−931,452→ 0 total(indirect: See footnotes)→ Common Stock (931,452 underlying) - Purchase
Common Stock
2025-07-24$15.00/sh+1,333,333$19,999,995→ 5,013,839 total(indirect: See footnotes) - Conversion
Series B Preferred Stock
2025-07-24−1,445,020→ 0 total(indirect: See footnotes)→ Common Stock (1,445,020 underlying) - Conversion
Series B Preferred Stock
2025-07-24−1,445,020→ 0 total(indirect: See footnotes)→ Common Stock (1,445,020 underlying)
Footnotes (5)
- [F1]Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Stock had no expiration date.
- [F2]Shares held by B Capital Global Growth III, L.P.
- [F3]Shares held by B Capital Healthcare I, L.P.
- [F4]Shares held by Hornet Co-Invest, L.P.
- [F5]B Capital Group Management, LP is the manager of B Capital Global Growth III and B Capital Healthcare I. Hornet-Co-Invest Investors, Ltd. is the ultimate general partner of Hornet Co-Invest (Hornet Co-Invest, L.P., together with B Capital Healthcare I, L.P., and B Capital Global Growth III, L.P., "B Capital"). The Reporting Person is a general partner of B Capital Group Management, LP. The Reporting Person disclaims beneficial ownership of such stock, except to the extent of any pecuniary interest therein.
Documents
Issuer
CARLSMED, INC.
CIK 0001794546
Entity typeother
Related Parties
1- filerCIK 0001476171
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 8:31 PM ET
- Size
- 21.8 KB