Schultz S. Matthew 4

4 · CLEANSPARK, INC. · Filed Aug 14, 2025

Form 4

Period: 2025-08-13

DirectorCEO & Chairman

Transactions

Exercise/Conversion
Restricted Stock Units
2025-08-13−20,525→ 184,722 total
Exercise: $0.00From: 2025-08-13→ Common Stock (20,525 underlying)
Exercise/Conversion
Common Stock
2025-08-13+20,525→ 1,851,278 total
Tax Payment
Common Stock
2025-08-14$9.56/sh−9,010$86,175→ 1,842,268 total

Holdings

Restricted Stock Units
Exercise: $0.00→ Common Stock (405,000 underlying)
405,000
Common Stock
1,830,753
Common Stock
(indirect: By Trust)
480,000
Series A Preferred
500,000
Common Stock
(indirect: By Spouse)
40,996
Restricted Stock Units
Exercise: $0.00→ Common Stock (205,247 underlying)
205,247

Footnotes (4)

[F1]This is a weighted average of prices for all sales made on August 14, 2025 ranging from $9.3979 to $9.6601. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
[F2]These RSUs vest on September 12, 2025.
[F3]These RSUs were previously reported on Form 4, Table 1 as Common Stock with the vesting schedule provided in a footnote and are now being transferred from Table 1 to Table 2 on this Form 4 for ease of form preparation.
[F4]These RSUs vest in equal installments on August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.

Documents

1 file