Schultz S. Matthew 4

4 · CLEANSPARK, INC. · Filed Sep 8, 2025

Form 4

Period: 2025-09-04

DirectorCEO & Chairman

Transactions

Award
Restricted Stock Units
2025-09-04+1,729,000→ 1,729,000 total
Exercise: $0.00→ Common Stock (1,729,000 underlying)
Award
Restricted Stock Units
2025-09-04+1,729,000→ 1,729,000 total
Exercise: $0.00→ Common Stock (1,729,000 underlying)
Award
Restricted Stock Units
2025-09-04+627,753→ 627,753 total
Exercise: $0.00→ Common Stock (627,753 underlying)

Holdings

Employee Stock Options (Right to Buy)
Exercise: $23.00Exp: 2031-04-16→ Common Stock (400,000 underlying)
400,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (184,722 underlying)
184,722
Common Stock
1,842,268
Series A Preferred
500,000
Common Stock
(indirect: By Trust)
480,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (405,000 underlying)
405,000
Common Stock
(indirect: By Spouse)
40,996

Footnotes (5)

[F1]These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
[F2]These RSUs vest on September 12, 2025.
[F3]These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
[F4]These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
[F5]These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Documents

1 file