CLEANSPARK, INC.|4Sep 8, 7:17 PM ET

Carson Brian Jay 4

4 · CLEANSPARK, INC. · Filed Sep 8, 2025

Form 4

Period: 2025-09-04

Chief Accounting Officer

Transactions

Award
Restricted Stock Units
2025-09-04+131,000→ 131,000 total
Exercise: $0.00→ Common Stock (131,000 underlying)
Award
Restricted Stock Units
2025-09-04+131,000→ 131,000 total
Exercise: $0.00→ Common Stock (131,000 underlying)
Award
Restricted Stock Units
2025-09-04+280,837→ 280,837 total
Exercise: $0.00→ Common Stock (280,837 underlying)

Holdings

Employee Stock Options (Right to Buy)
Exercise: $6.00Exp: 2033-07-06→ Common Stock (10,000 underlying)
10,000
Common Stock
12,615
Employee Stock Options (Right to Buy)
Exercise: $2.83Exp: 2032-10-14→ Common Stock (12,500 underlying)
12,500
Employee Stock Options (Right to Buy)
Exercise: $16.15Exp: 2034-05-03→ Common Stock (5,000 underlying)
5,000

Footnotes (5)

[F1]These Options were granted on October 14, 2022 and vest in equal monthly installments over 36 months.
[F2]These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
[F3]These Options were granted on May 3, 2024 and vest in equal monthly installments over 36 months.
[F4]These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
[F5]These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Documents

1 file