Monnig Taylor 4

4 · CLEANSPARK, INC. · Filed Sep 9, 2025

Form 4

Period: 2025-09-09

CTO, COO

Transactions

Exercise/Conversion
Common Stock
2025-09-09+90,250→ 219,563 total
Exercise/Conversion
Restricted Stock Units
2025-09-09−90,250→ 270,750 total
Exercise: $0.00From: 2025-09-09→ Common Stock (90,250 underlying)
Tax Payment
Common Stock
2025-09-09$9.35/sh−35,513$332,075→ 184,050 total
Sale
Common Stock
2025-09-09$9.12/sh−63,713$581,063→ 120,337 total

Holdings

Employee Stock Options (Right to Buy)
Exercise: $6.00Exp: 2033-07-06→ Common Stock (25,000 underlying)
25,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (361,000 underlying)
361,000
Common Stock
129,313
Employee Stock Options (Right to Buy)
Exercise: $5.98Exp: 2032-08-10→ Common Stock (15,000 underlying)
15,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (4,818 underlying)
4,818
Restricted Stock Units
Exercise: $0.00→ Common Stock (361,000 underlying)
361,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (66,700 underlying)
66,700
Restricted Stock Units
Exercise: $0.00→ Common Stock (396,476 underlying)
396,476

Footnotes (8)

[F1]This is a weighted average of prices for sales made on September 9, 2025, ranging from $9.1501 to $9.6540. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
[F2]This is a weighted average of prices for sales made on September 9, 2025, ranging from $9.1200 to $9.1250. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
[F3]These Options were granted on August 10, 2022 and vest in equal annual installments over three years.
[F4]These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
[F5]These RSUs vest 50% on September 30, 2025 and 50% on September 30, 2026.
[F6]These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.
[F7]These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
[F8]These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Documents

1 file