Schultz S. Matthew 4

4 · CLEANSPARK, INC. · Filed Sep 12, 2025

Form 4

Period: 2025-09-12

DirectorCEO & Chairman

Transactions

Exercise/Conversion
Common Stock
2025-09-12+405,000→ 2,489,328 total
Tax Payment
Common Stock
2025-09-12−178,200→ 2,311,128 total
Exercise/Conversion
Restricted Stock Units
2025-09-12−405,000→ 0 total
Exercise: $0.00→ Common Stock (405,000 underlying)

Holdings

Employee Stock Options (Right to Buy)
Exercise: $23.00Exp: 2031-04-16→ Common Stock (400,000 underlying)
400,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (1,296,750 underlying)
1,296,750
Restricted Stock Units
Exercise: $0.00→ Common Stock (1,729,000 underlying)
1,729,000
Series A Preferred
500,000
Restricted Stock Units
Exercise: $0.00→ Common Stock (184,722 underlying)
184,722
Common Stock
(indirect: By Trust)
480,000
Common Stock
(indirect: By Spouse)
40,996
Restricted Stock Units
Exercise: $0.00→ Common Stock (627,753 underlying)
627,753
Restricted Stock Units
Exercise: $0.00→ Common Stock (405,000 underlying)
405,000
Common Stock
2,084,328

Footnotes (6)

[F1]These shares were withheld to cover the Reporting Person's tax liability on an RSU vesting. No sale occurred.
[F2]These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
[F3]These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
[F4]These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
[F5]These RSUs vest in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.
[F6]These RSUs vested on September 12, 2025.

Documents

1 file