PRISM FINANCIAL CORP·4

May 9, 8:00 PM ET

PRISM FINANCIAL CORP 4

4 · PRISM FINANCIAL CORP · Filed May 10, 2000

Insider Transaction Report

Form 4
Period: 2000-04-30

No transactions or holdings reported in this filing.

Footnotes (9)
  • [1]Title of Derivative Security (Instr. 3) ---------------------------------------------------------------------------
  • [10]Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) ---------------------------------------------------------------------------
  • [11]Nature of Indirect Beneficial Ownership (Instr. 4) --------------------------------------------------------------------------- Note 1 Terry A. Markus transferred 836,575 shares to the Markus Growth & Retention Fund I LP as a capital contribution. The closing price on Nasdaq for the transfer date was $4.88 per share. Terry A. Markus is the sole general partner.
  • [2]Conversion or Exercise Price of Derivative Security ---------------------------------------------------------------------------
  • [3]Transaction Date (Month/Day/Year) --------------------------------------------------------------------------- Transaction Code (Instr. 8) ---------------------------------------------------------------------------
  • [5]Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) ---------------------------------------------------------------------------
  • [7]Date Exercisable and Expiration Date (Month/Day/Year) ---------------------------------------------------------------------------
  • [8]Title and Amount of Underlying Securities (Instr. 3 and 4) ---------------------------------------------------------------------------
  • [9]Price of Derivative Securities (Instr. 5) --------------------------------------------------------------------------- Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) ---------------------------------------------------------------------------

Documents

1 file
  • 4
    Primary