4//SEC Filing
CARDONNE RAYMOND A JR 4
Accession 0000950172-03-003264
CIK 0000082788other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 11:19 AM ET
Size
11.0 KB
Accession
0000950172-03-003264
Insider Transaction Report
Form 4
REFAC(AMEX:REF)
CARDONNE RAYMOND A JR
V.P. & Chief Financial Officer
Transactions
- Award
Options to acquire common stock
2003-11-07+5,000→ 57,500 totalExercise: $5.02From: 2003-11-07Exp: 2008-11-07→ Common stock (5,000 underlying)
Footnotes (2)
- [F1]Mr. Cardonne received from Refac 15,000 options to acquire shares of common stock pursuant to the Amended and Restated Employment Agreement between Mr. Cardonne and Refac, dated as of November 7, 2003.
- [F2]Pursuant to the Agreement and Plan of Merger among Refac, Palisade Concentrated Equity Partnership, L.P.("Palisade") and a wholly-owned subsidiary of Palisade (the "Merger Agreement"), dated as of August 19, 2002, Mr. Cardonne will acquire 0.2 shares of Refac common stock, $3.60 in cash and the Payment Right (as defined in the Merger Agreement) per option upon exercise of 42,500 of such options. With respect to the 15,000 options granted on November 7, 2003, Mr. Cardonne will acquire one share of Refac common stock per option exercised.
Documents
Issuer
REFAC
CIK 0000082788
Entity typeother
Related Parties
1- filerCIK 0001237795
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 11:19 AM ET
- Size
- 11.0 KB