HEADWATERS INC 4
4 · HEADWATERS INC · Filed Feb 4, 2013
Insider Transaction Report
Form 4
HERICKHOFF JAMES A
Director
Transactions
- Other
Stock Right
2013-02-04$9.26/sh+8,834$81,803→ 8,834 total→ Common Stock (8,834 underlying)
Footnotes (4)
- [F1]The stock right is based upon a cash-based contribution to a deferred compensation plan and does not have a further exercise price .
- [F2]The reporting person has elected that certain cash-based deferred compensation plan contribution proceeds be allocated to a deemed investment in issuer stock . The reporting person has a contract right to receive issuer stock upon separation from service .
- [F3]The stock right will be fulfilled upon separation from service .
- [F4]The stock right does not have an expiration .