4//SEC Filing
HEADWATERS INC 4
Accession 0001003344-13-000061
CIK 0001003344operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 3:54 PM ET
Size
9.5 KB
Accession
0001003344-13-000061
Insider Transaction Report
Form 4
HERICKHOFF JAMES A
Director
Transactions
- Other
Stock Right
2013-12-13$9.65/sh+2,035$19,642→ 14,707 total→ Common Stock (2,035 underlying)
Footnotes (4)
- [F1]The stock right is based upon a cash-based contribution to a deferred compensation plan and does not have a further exercise price .
- [F2]The reporting person has elected that certain cash-based deferred compensation plan contribution proceeds be allocated to a deemed investment in issuer stock . The reporting person has a contract right to receive issuer stock upon separation from service .
- [F3]The stock right will be fulfilled upon separation from service .
- [F4]The stock right does not have an expiration .
Issuer
HEADWATERS INC
CIK 0001003344
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001003344
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 3:54 PM ET
- Size
- 9.5 KB