HEADWATERS INC 4
4 · HEADWATERS INC · Filed Feb 7, 2014
Insider Transaction Report
Form 4
HERICKHOFF JAMES A
Director
Transactions
- Other
Stock Right
2014-02-07$12.50/sh+1,575$19,688→ 16,282 total→ Common Stock (1,575 underlying)
Footnotes (4)
- [F1]The stock right is based upon a cash-based contribution to a deferred compensation plan and does not have a further exercise price .
- [F2]The reporting person has elected that certain cash-based deferred compensation plan contribution proceeds be allocated to a deemed investment in issuer stock . The reporting person has a contract right to receive issuer stock upon separation from service .
- [F3]The stock right will be fulfilled upon separation from service .
- [F4]The stock right does not have an expiration .