Home/Filings/4/0001005477-09-001782

4//SEC Filing

D3 FAMILY FUND LP 4

Accession 0001005477-09-001782

CIK 0000878526other

View on SEC.gov Company Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 5:35 PM ET

Size

15.4 KB

Accession

0001005477-09-001782

Insider Transaction Report

Form 4

Period: 2009-03-27

NATUS MEDICAL INCBABY

DIII OFFSHORE FUND LP

10% Owner

Transactions

Sale
Common Stock
2009-03-31$8.69/sh−27,800$241,582→ 717,827 total(indirect: By The DIII Offshore Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−18,000$156,420→ 684,291 total(indirect: By The D3 Family Fund, LP)
Sale
Common Stock
2009-03-27$9.14/sh−35,454$324,050→ 745,627 total(indirect: By The DIII Offshore Fund, LP)

Holdings

Common Stock
(indirect: By The D3 Family Bulldog Fund, LP)
2,569,995
Common Stock
(indirect: By The D3 Family Canadian Fund, LP)
129,931

D3 FAMILY FUND LP

10% Owner

Transactions

Sale
Common Stock
2009-03-31$8.69/sh−27,800$241,582→ 717,827 total(indirect: By The DIII Offshore Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−18,000$156,420→ 684,291 total(indirect: By The D3 Family Fund, LP)
Sale
Common Stock
2009-03-27$9.14/sh−35,454$324,050→ 745,627 total(indirect: By The DIII Offshore Fund, LP)

Holdings

Common Stock
(indirect: By The D3 Family Bulldog Fund, LP)
2,569,995
Common Stock
(indirect: By The D3 Family Canadian Fund, LP)
129,931

NIERENBERG DAVID

10% Owner

Transactions

Sale
Common Stock
2009-03-27$9.14/sh−35,454$324,050→ 745,627 total(indirect: By The DIII Offshore Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−18,000$156,420→ 684,291 total(indirect: By The D3 Family Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−27,800$241,582→ 717,827 total(indirect: By The DIII Offshore Fund, LP)

Holdings

Common Stock
(indirect: By The D3 Family Bulldog Fund, LP)
2,569,995
Common Stock
(indirect: By The D3 Family Canadian Fund, LP)
129,931

Nierenberg Investment Management Offshore Inc

10% Owner

Transactions

Sale
Common Stock
2009-03-27$9.14/sh−35,454$324,050→ 745,627 total(indirect: By The DIII Offshore Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−27,800$241,582→ 717,827 total(indirect: By The DIII Offshore Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−18,000$156,420→ 684,291 total(indirect: By The D3 Family Fund, LP)

Holdings

Common Stock
(indirect: By The D3 Family Canadian Fund, LP)
129,931
Common Stock
(indirect: By The D3 Family Bulldog Fund, LP)
2,569,995

NIERENBERG INVESTMENT MANAGEMENT CO

10% Owner

Transactions

Sale
Common Stock
2009-03-31$8.69/sh−18,000$156,420→ 684,291 total(indirect: By The D3 Family Fund, LP)
Sale
Common Stock
2009-03-31$8.69/sh−27,800$241,582→ 717,827 total(indirect: By The DIII Offshore Fund, LP)
Sale
Common Stock
2009-03-27$9.14/sh−35,454$324,050→ 745,627 total(indirect: By The DIII Offshore Fund, LP)

Holdings

Common Stock
(indirect: By The D3 Family Bulldog Fund, LP)
2,569,995
Common Stock
(indirect: By The D3 Family Canadian Fund, LP)
129,931

Footnotes (1)

[F1]Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Documents

1 file

4
edgar123.xmlPrimary
FORM 4

Issuer

NATUS MEDICAL INC

CIK 0000878526

→

Entity typeother

IncorporatedWA

Related Parties

filerCIK 0001282685

Filing Metadata

Form type: 4
Filed: Mar 30, 8:00 PM ET
Accepted: Mar 31, 5:35 PM ET
Size: 15.4 KB

View on SEC.gov