4//SEC Filing
Herbst Suzi R 4
Accession 0001006837-21-000032
CIK 0001006837other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 7:32 PM ET
Size
8.4 KB
Accession
0001006837-21-000032
Insider Transaction Report
Form 4
Herbst Suzi R
Chief Administrative Officer
Transactions
- Award
Common Stock
2021-03-15+60,000→ 161,627 total - Sale
Common Stock
2021-03-15$3.60/sh−9,619$34,612→ 152,008 total
Holdings
- 9,276(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.
- [F2]Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.57 to $3.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
HC2 HOLDINGS, INC.
CIK 0001006837
Entity typeother
Related Parties
1- filerCIK 0001672162
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 7:32 PM ET
- Size
- 8.4 KB