Home/Filings/4/A/0001008554-03-000148
4/A//SEC Filing

WINZLER JOHN R 4/A

Accession 0001008554-03-000148

CIK 0001008554other

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 11:17 AM ET

Size

5.6 KB

Accession

0001008554-03-000148

Insider Transaction Report

Form 4/AAmended
Period: 2003-08-31
Transactions
  • Award

    Deferred Rights

    2003-08-31$14.89/sh+319$4,75019,152 total
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Common Stock (319 underlying)
Footnotes (3)
  • [F1]Represents the reporting person's director's fee under Humboldt Bancorp's deferred compensation plan. Under the plan, the director has the right to defer their director's fee to be paid in common stock upon resignation or retirement. The conversion price of the derivative security is 1 for 1, the number of shares purchased for the month are based on the closing price on the last trade date of the month for which the director fees are paid.
  • [F2]Director Fee was not properly recorded, should have been $4,750 vs. $1,800. Changes the amount of shares deferred by 319 vs. 121 previously reported.
  • [F3]Director Fee was not properly recorded, should have been $4,750 vs. $1,800. Changes the amount of shares deferred by 319 vs. 121 previously reported. The total Beneficial Ownership is adjusted for the miscalculation of 198 deferred shares.

Issuer

HUMBOLDT BANCORP

CIK 0001008554

Entity typeother

Related Parties

1
  • filerCIK 0001102044

Filing Metadata

Form type
4/A
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 11:17 AM ET
Size
5.6 KB