4/A//SEC Filing
WINZLER JOHN R 4/A
Accession 0001008554-03-000149
CIK 0001008554other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 11:36 AM ET
Size
5.6 KB
Accession
0001008554-03-000149
Insider Transaction Report
Form 4/AAmended
HUMBOLDT BANCORPHBEK
WINZLER JOHN R
Director
Transactions
- Award
Deferred Rights
2003-09-30$15.45/sh+228$3,523→ 19,381 totalExercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (228 underlying)
Footnotes (3)
- [F1]Represents the reporting person's director's fee under Humboldt Bancorp's deferred compensation plan. Under the plan, the director has the right to defer their director's fee to be paid in common stock upon resignation or retirement. The conversion price of the derivative security is 1 for 1, the number of shares purchased for the month are based on the closing price on the last trade date of the month for which the director fees are paid.
- [F2]Adjusted for Cash Dividend paid September 22, 03, $0.03/Share (38 shares issued). The net of 191 are the shares purchased through the deferral plan for September 2003.
- [F3]August Director fee miscalculated should have been $4,750 vs. $1,800, due to this error the total shares defferred for August changed from 121 to 319, changing all of the calculations including the Total Beneficial Ownership from 19,182 to 19,381.
Documents
Issuer
HUMBOLDT BANCORP
CIK 0001008554
Entity typeother
Related Parties
1- filerCIK 0001102044
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 11:36 AM ET
- Size
- 5.6 KB