FRANCIS MARK A 4

4 · HUMBOLDT BANCORP · Filed Nov 19, 2003

Form 4

Period: 2003-11-17

EVP/Commercial Banking

Transactions

Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+660$3,392→ 14,955 total
Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+512$2,632→ 15,467 total
Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+5,116$26,296→ 14,295 total
Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−660$3,392→ 0 total
Exercise: $5.14From: 2000-05-15Exp: 2004-01-01→ Common Stock (660 underlying)
Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−512$2,632→ 0 total
Exercise: $5.14From: 2000-05-15Exp: 2004-01-01→ Common Stock (512 underlying)
Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+6,600$33,924→ 9,179 total
Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−6,600$33,924→ 0 total
Exercise: $5.14From: 1999-01-01Exp: 2004-01-01→ Common Stock (6,600 underlying)
Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−5,116$26,296→ 0 total
Exercise: $5.14From: 1999-01-01Exp: 2004-01-01→ Common Stock (5,116 underlying)

Footnotes (4)

[F1]Ownership of Common Stock 6,600 Held Direct, 2,579 Held by Spouse, total of 9,179 shares owned.
[F2]Ownership of Common Stock 11,716 Held Direct, 2,579 Held by Spouse, total of 14,295 shares owned.
[F3]Ownership of Common Stock 12,376 Held Direct, 2,579 Held by Spouse, total of 14,955 shares owned.
[F4]Ownership of Common Stock 12,888 Held Direct, 2,579 Held by Spouse, total of 15,467 shares owned.

Documents

1 file