4//SEC Filing
FRANCIS MARK A 4
Accession 0001008554-03-000155
CIK 0001008554other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 10:59 AM ET
Size
12.5 KB
Accession
0001008554-03-000155
Insider Transaction Report
Form 4
HUMBOLDT BANCORPHBEK
FRANCIS MARK A
EVP/Commercial Banking
Transactions
- Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+660$3,392→ 14,955 total - Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+512$2,632→ 15,467 total - Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+5,116$26,296→ 14,295 total - Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−660$3,392→ 0 totalExercise: $5.14From: 2000-05-15Exp: 2004-01-01→ Common Stock (660 underlying) - Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−512$2,632→ 0 totalExercise: $5.14From: 2000-05-15Exp: 2004-01-01→ Common Stock (512 underlying) - Exercise of In-Money
Common Stock
2003-11-17$5.14/sh+6,600$33,924→ 9,179 total - Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−6,600$33,924→ 0 totalExercise: $5.14From: 1999-01-01Exp: 2004-01-01→ Common Stock (6,600 underlying) - Exercise of In-Money
Stock Option (right to buy)
2003-11-17$5.14/sh−5,116$26,296→ 0 totalExercise: $5.14From: 1999-01-01Exp: 2004-01-01→ Common Stock (5,116 underlying)
Footnotes (4)
- [F1]Ownership of Common Stock 6,600 Held Direct, 2,579 Held by Spouse, total of 9,179 shares owned.
- [F2]Ownership of Common Stock 11,716 Held Direct, 2,579 Held by Spouse, total of 14,295 shares owned.
- [F3]Ownership of Common Stock 12,376 Held Direct, 2,579 Held by Spouse, total of 14,955 shares owned.
- [F4]Ownership of Common Stock 12,888 Held Direct, 2,579 Held by Spouse, total of 15,467 shares owned.
Documents
Issuer
HUMBOLDT BANCORP
CIK 0001008554
Entity typeother
Related Parties
1- filerCIK 0001177441
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 10:59 AM ET
- Size
- 12.5 KB