FRANCIS MARK A 4

4 · HUMBOLDT BANCORP · Filed Apr 7, 2004

Form 4

Period: 2004-04-07

EVP/Commercial Banking

Transactions

Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−512$2,335→ 2,660 total
Exercise: $4.56From: 2000-05-15Exp: 2010-02-01→ Common Stock (512 underlying)
Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−660$3,010→ 2,000 total
Exercise: $4.56From: 2000-05-15Exp: 2010-02-01→ Common Stock (660 underlying)
Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+5,116$23,329→ 31,361 total
Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−6,600$30,096→ 8,288 total
Exercise: $4.56From: 2000-02-01Exp: 2010-02-01→ Common Stock (6,600 underlying)
Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+6,600$30,096→ 26,245 total
Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+660$3,010→ 32,533 total
Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−5,116$23,329→ 3,172 total
Exercise: $4.56From: 2000-02-01Exp: 2010-02-01→ Common Stock (5,116 underlying)
Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+512$2,335→ 31,873 total

Footnotes (4)

[F1]Options Ownership as follows: 19,488 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
[F2]Options Ownership as follows: 24,604 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
[F3]Options Ownership as follows: 25,116 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
[F4]Options Ownership as follows: 25,776 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.

Documents

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