MILLS STEVEN R 4
4 · HUMBOLDT BANCORP · Filed Jul 12, 2004
Insider Transaction Report
Form 4
HUMBOLDT BANCORPHBEK
MILLS STEVEN R
Director
Transactions
- Disposition to Issuer
Common Stock
2004-07-09−5,200→ 0 total - Disposition to Issuer
Stock Option (right to buy)
2003-06-26−2,000→ 0 totalExercise: $14.65Exp: 2013-06-26→ Common Stock (2,000 underlying) - Purchase
Common Stock
2004-07-09$21.99/sh+150$3,298→ 5,200 total
Footnotes (3)
- [F1]Open market purchase pursuant to Trading Plan (10b-5) effective May 3, 2004.
- [F2]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
- [F3]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.