HUMBOLDT BANCORP·4

Jul 12, 1:57 PM ET

HUMBOLDT BANCORP 4

4 · HUMBOLDT BANCORP · Filed Jul 12, 2004

Insider Transaction Report

Form 4
Period: 2004-07-09
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2000-09-191,9970 total
    Exercise: $8.57Exp: 2004-10-10Common Stock (1,997 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1996-01-092,9670 total
    Exercise: $6.27Exp: 2004-10-10Common Stock (2,967 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-04-209,8950 total
    Exercise: $7.87Exp: 2004-10-10Common Stock (9,895 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1995-01-102,7480 total
    Exercise: $6.32Exp: 2004-10-10Common Stock (2,748 underlying)
  • Disposition to Issuer

    Common Stock

    2004-07-09178,8350 total
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-02-164,3970 total
    Exercise: $8.24Exp: 2004-10-10Common Stock (4,397 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2002-09-1812,0410 total
    Exercise: $8.60Exp: 2004-10-10Common Stock (12,041 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-02-1614,1480 total
    Exercise: $8.24Exp: 2004-10-10Common Stock (14,148 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1998-01-223,7980 total
    Exercise: $9.06Exp: 2004-10-10Common Stock (3,798 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1997-01-143,2330 total
    Exercise: $8.15Exp: 2004-10-10Common Stock (3,233 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
  • [F2]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT