HUMBOLDT BANCORP·4

Jul 12, 2:29 PM ET

KATZ GARY 4

4 · HUMBOLDT BANCORP · Filed Jul 12, 2004

Insider Transaction Report

Form 4
Period: 2004-07-09
KATZ GARY
Director
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2003-06-262,0000 total
    Exercise: $14.65Exp: 2013-06-26Common Stock (2,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-05-172,6810 total
    Exercise: $4.61Exp: 2009-05-17Common Stock (2,681 underlying)
  • Disposition to Issuer

    Common Stock

    2004-07-09114,4610 total
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
  • [F2]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT