Home/Filings/4/0001008554-04-000091
4//SEC Filing

FRANCIS MARK A 4

Accession 0001008554-04-000091

CIK 0001008554other

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 4:18 PM ET

Size

7.6 KB

Accession

0001008554-04-000091

Insider Transaction Report

Form 4
Period: 2004-07-09
FRANCIS MARK A
EVP/Commercial Banking
Transactions
  • Disposition to Issuer

    Common Stock

    2004-07-0932,5330 total
  • Disposition to Issuer

    Restricted Stock Award (right to buy)

    2003-07-242,0000 total
    Exp: 2013-07-24Common Stock (2,000 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
  • [F2]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.

Issuer

HUMBOLDT BANCORP

CIK 0001008554

Entity typeother

Related Parties

1
  • filerCIK 0001177441

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 4:18 PM ET
Size
7.6 KB