Home/Filings/4/0001008554-04-000092
4//SEC Filing

WINZLER JOHN R 4

Accession 0001008554-04-000092

CIK 0001008554other

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 4:41 PM ET

Size

30.8 KB

Accession

0001008554-04-000092

Insider Transaction Report

Form 4
Period: 2004-07-09
Transactions
  • Disposition to Issuer

    Common Stock

    2004-07-09159,4810 total
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-12-311,4520 total
    Exercise: $8.78Exp: 2009-12-31Common Stock (1,452 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1994-12-315,3150 total
    Exercise: $2.63Exp: 2004-12-31Common Stock (5,315 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1998-12-313,6300 total
    Exercise: $6.96Exp: 1998-12-31Common Stock (3,630 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-09-232,6810 total
    Exercise: $10.85Exp: 2009-09-23Common Stock (2,681 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1995-03-2015,9430 total
    Exercise: $2.71Exp: 2005-03-20Common Stock (15,943 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1997-12-313,9940 total
    Exercise: $7.76Exp: 2007-12-31Common Stock (3,994 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1996-12-314,3920 total
    Exercise: $4.72Exp: 2006-12-31Common Stock (4,392 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2003-06-262,0000 total
    Exercise: $14.65Exp: 2013-06-26Common Stock (2,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1996-01-014,8300 total
    Exercise: $3.31Exp: 2006-01-01Common Stock (4,830 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1994-11-102,4600 total
    Exercise: $2.63Exp: 2004-11-10Common Stock (2,460 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2000-03-238,3570 total
    Exercise: $9.47Exp: 2010-03-29Common Stock (8,357 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2001-03-231,3200 total
    Exercise: $7.20Exp: 2011-03-23Common Stock (1,320 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
  • [F2]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.

Issuer

HUMBOLDT BANCORP

CIK 0001008554

Entity typeother

Related Parties

1
  • filerCIK 0001102044

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 4:41 PM ET
Size
30.8 KB