Home/Filings/4/0001009626-17-000092
4//SEC Filing

Lindholm Jeffrey 4

Accession 0001009626-17-000092

CIK 0001009626other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 8:38 PM ET

Size

11.3 KB

Accession

0001009626-17-000092

Insider Transaction Report

Form 4
Period: 2017-11-05
Lindholm Jeffrey
SVP, Worldwide Sales
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-05+26,02444,804 total
  • Tax Payment

    Common Stock

    2017-11-05$12.58/sh12,104$152,26832,700 total
  • Award

    Restricted Stock Units

    2017-11-05+52,04752,047 total
    Exp: 2018-10-28Common Stock (52,047 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-11-0526,02426,023 total
    Exp: 2018-10-28Common Stock (26,024 underlying)
Footnotes (4)
  • [F1]Reflects the conversion of 50% of the shares referred to in footnote (4) in this Form 4 into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.
  • [F2]Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.
  • [F4]The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted December 15, 2015 under Brocade's 2009 Stock Plan. The performance period for the restricted stock units was November 1, 2015 until October 28, 2017, with vesting subject to approval of the performance calculation by Brocade's Compensation Committee. This approval was obtained on November 5, 2017. As a result, 50% of the earned shares underlying the restricted stock units vested on that date and the remaining 50% will vest on October 28, 2018, subject to the terms of the performance-based restricted stock unit agreement.

Issuer

BROCADE COMMUNICATIONS SYSTEMS INC

CIK 0001009626

Entity typeother

Related Parties

1
  • filerCIK 0001393230

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 8:38 PM ET
Size
11.3 KB