ENERGY EAST CORP 4
4 · ENERGY EAST CORP · Filed Oct 4, 2004
Insider Transaction Report
Form 4
CARRIGG JAMES A
Director
Transactions
- Award
Phantom Shares
2004-10-01+400→ 30,787.027 total→ Common Stock (400 underlying)
Holdings
- 28,755.07(indirect: By 401(k))
Common Stock
- 9,833.76
Common Stock
Footnotes (3)
- [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11. Also includes a Required Minimum Distribution of 1,012 shares received from the 401 (K) Plan and that is only a change in the form of beneficial ownership.
- [F2]Phantom stock granted and dividend phantom stock credited to a participant's account under the Company's Director Share Plan may be settled in cash only after the participant ceases to serve as a director of the Company.
- [F3]Includes dividend phantom stock acquired pursuant to the dividend reinvestment feature included in the Company's Director Share Plan which is exempt from reporting under Rule 16a-11.