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4//SEC Filing

ENERGY EAST CORP 4

Accession 0001012715-05-000007

CIK 0001046861operating
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 4:04 PM ET

Size

20.5 KB

Accession

0001012715-05-000007

Insider Transaction Report

Form 4
Period: 2005-05-23
ENERGY EAST CORPEAS
KUMP ROBERT D
Vice President, Treasurer & Se
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy) / SAR

    2005-05-23$27.80/sh−10,000$278,000→ 30,000 total
    Exercise: $19.62From: 2002-02-08Exp: 2012-02-08→ Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2005-05-23$19.62/sh+10,000$196,200→ 31,515.035 total
  • Disposition to Issuer

    Common Stock

    2005-05-23$27.80/sh−10,000$278,000→ 21,515.035 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    3,635.59

  • Common Stock

    (indirect: By Self as Custodian for Son)
    19.729

  • Employee Stock option (right to buy) / SAR

    Exercise: $26.22From: 2005-04-01Exp: 2015-04-01→ Common Stock (11,962 underlying)
    11,962

  • Common Stock

    (indirect: As Power of Attorney for Mother)
    619.134

  • Common Stock

    (indirect: By Self as Custodian for Daughter)
    26.165

  • Employee Stock Option (right to buy) / SAR

    Exercise: $26.72From: 1999-02-19Exp: 2009-02-19→ Common Stock (40,000 underlying)
    40,000

  • Employee Stock Option (right to buy) / SAR

    Exercise: $23.89From: 2004-02-12Exp: 2014-02-12→ Common Stock (20,000 underlying)
    20,000

  • Employee Stock Option (right to buy) / SAR

    Exercise: $25.11From: 2004-10-15Exp: 2014-10-15→ Common Stock (50,000 underlying)
    50,000
Footnotes (9)
  • [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11.
  • [F2]Beneficial ownership expressly disclaimed.
  • [F3]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
  • [F4]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
  • [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
  • [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 8, 2002; (b) in aggregate as to no more than 66 2/3% on January 1, 2003; and (c) on January 1, 2004 as to 100% of all options which have not been previously exercised.
  • [F7]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F8]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on October 15, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F9]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.

Documents

1 file

Issuer

ENERGY EAST CORP

CIK 0001046861

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001046861

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:04 PM ET
Size
20.5 KB
View on SEC.gov