4//SEC Filing
SPECTRUM EQUITY INVESTORS IV LP 4
Accession 0001012975-09-000041
CIK 0001295172other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 9:40 PM ET
Size
14.9 KB
Accession
0001012975-09-000041
Insider Transaction Report
Form 4
SPECTRUM EQUITY INVESTORS IV LP
10% Owner
Transactions
- Sale
Common Stock
2008-01-25$17.50/sh−2,456,250$42,984,375→ 10,643,750 total - Sale
Common Stock
2008-01-25$17.50/sh−14,500$253,750→ 62,832 total - Sale
Common Stock
2008-01-25$17.50/sh−29,250$511,875→ 126,750 total
Transactions
- Sale
Common Stock
2008-01-25$17.50/sh−2,456,250$42,984,375→ 10,643,750 total - Sale
Common Stock
2008-01-25$17.50/sh−14,500$253,750→ 62,832 total - Sale
Common Stock
2008-01-25$17.50/sh−29,250$511,875→ 126,750 total
Transactions
- Sale
Common Stock
2008-01-25$17.50/sh−14,500$253,750→ 62,832 total - Sale
Common Stock
2008-01-25$17.50/sh−2,456,250$42,984,375→ 10,643,750 total - Sale
Common Stock
2008-01-25$17.50/sh−29,250$511,875→ 126,750 total
Mitchell Christopher
Director
Transactions
- Sale
Common Stock
2008-01-25$17.50/sh−29,250$511,875→ 126,750 total - Sale
Common Stock
2008-01-25$17.50/sh−2,456,250$42,984,375→ 10,643,750 total - Sale
Common Stock
2008-01-25$17.50/sh−14,500$253,750→ 62,832 total
Footnotes (6)
- [F1]Securities held of record by Spectrum Equity Investors IV, L.P. ("SEI IV").
- [F2]Securities held of record by Spectrum Equity Investors Parallel IV, L.P. ("SEI Parallel IV").
- [F3]Securities held of record by Spectrum IV Investment Managers' Fund, L.P. ("IMF IV").
- [F4]By virtue of their relationship as affiliated entities, whose controlling entities have overlapping individual controlling persons, each of the reporting persons may be deemed to share the power to direct the disposition and vote of the shares held of record by the other reporting persons. Each reporting person expressly disclaims beneficial ownership of all shares of Common Stock held by the reporting persons except to the extent of its actual pecuniary interest therein.
- [F5]Because decisions by Spectrum Equity Associates IV, L.P. ("SEA IV"), the entity serving as the general partner of both SEI IV and SEI Parallel IV, are generally made by the vote of six individual general partners, and decisions by the individual general partners of IMF IV are generally made by the vote of six general partners, no individual general partner of SEA IV or IMF IV has the power alone to direct the voting or disposition of the shares, and no such individual has the power to prevent the voting or disposition of such shares over his objection.
- [F6]Christopher T. Mitchell is a director of the Issuer and a limited partner of SEA IV. As a result, Mr. Mitchell may be deemed to share beneficial ownership of the shares of Common Stock owned by SEI IV and SEI Parallel IV. Mr. Mitchell expressly disclaims beneficial ownership of all shares held of record by SEI IV and SEI Parallel IV, except to the extent of his actual pecuniary interest therein.
Documents
Issuer
RiskMetrics Group Inc
CIK 0001295172
Entity typeother
Related Parties
1- filerCIK 0001117270
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 9:40 PM ET
- Size
- 14.9 KB