APPLE TREE PARTNERS I LP 4
4 · HeartWare International, Inc. · Filed Dec 13, 2010
Insider Transaction Report
Form 4
APPLE TREE PARTNERS I LP
10% Owner
Transactions
- Sale
Common Stock
2010-12-09$77.86/sh−1,000,000$77,855,000→ 1,673,962 total
Footnotes (2)
- [F1]Pursuant to an underwriting agreement (the "Underwriting Agreement"), dated as of December 9, 2010, among Apple Tree Partners I, L.P. (the "Selling Stockholder"), the Issuer, and the underwriters named therein (the "Underwriters"), the Selling Stockholder has agreed to sell an aggregate of 1,000,000 shares of common stock, par value $0.001 per share ("Common Stock"), of the Issuer to the Underwriters, in connection with a registered public offering. The closing of the sale of such shares is expected to occur on or about December 15, 2010, and is subject to customary conditions.
- [F2]The securities held by the reporting person prior to the sale reported herein were previously reported as ordinary shares in HeartWare LTD. (ASX: HTW) prior to the Issuer's redomiciliation from Australia to Delaware.