4//SEC Filing
BLACK HORSE CAPITAL LP 4
Accession 0001013594-21-000672
CIK 0001293310other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 9:28 PM ET
Size
21.4 KB
Accession
0001013594-21-000672
Insider Transaction Report
Form 4
HUMANIGEN, INCHGEN
BLACK HORSE CAPITAL LP
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−8,224$140,419→ 878,009 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−21,929$374,422→ 1,992,206 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−79,494$1,357,304→ 7,308,021 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−41,725$715,993→ 7,266,296 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−4,316$74,062→ 873,693 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−11,510$197,509→ 1,980,696 total(indirect: By Black Horse Capital Master Fund Ltd.)
Cheval Holdings, Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−11,510$197,509→ 1,980,696 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−8,224$140,419→ 878,009 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−79,494$1,357,304→ 7,308,021 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−21,929$374,422→ 1,992,206 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−41,725$715,993→ 7,266,296 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−4,316$74,062→ 873,693 total(indirect: By Black Horse Capital LP)
Chappell Dale
Director10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−4,316$74,062→ 873,693 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−79,494$1,357,304→ 7,308,021 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−8,224$140,419→ 878,009 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−21,929$374,422→ 1,992,206 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−11,510$197,509→ 1,980,696 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−41,725$715,993→ 7,266,296 total(indirect: By Cheval Holdings, Ltd.)
Black Horse Capital Management LLC
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−4,316$74,062→ 873,693 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−41,725$715,993→ 7,266,296 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−8,224$140,419→ 878,009 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−21,929$374,422→ 1,992,206 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−11,510$197,509→ 1,980,696 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−79,494$1,357,304→ 7,308,021 total(indirect: By Cheval Holdings, Ltd.)
Black Horse Capital Master Fund Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−8,224$140,419→ 878,009 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−4,316$74,062→ 873,693 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−21,929$374,422→ 1,992,206 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−11,510$197,509→ 1,980,696 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-11$17.07/sh−79,494$1,357,304→ 7,308,021 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2021-08-12$17.16/sh−41,725$715,993→ 7,266,296 total(indirect: By Cheval Holdings, Ltd.)
Footnotes (5)
- [F1]This Form 4 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- [F2]Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund. Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
- [F3]Securities owned directly by the Offshore Fund. Dale Chappell, as the controlling person of the Offshore Fund, may be deemed to beneficially own the securities owned directly by the Offshore Fund.
- [F4]Securities owned directly by Cheval. Each of BH Management, by virtue of having been granted by the Board of Directors of Cheval the power to manage the securities of the Issuer owned by Cheval, and Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by Cheval.
- [F5]The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Documents
Issuer
HUMANIGEN, INC
CIK 0001293310
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001178179
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 9:28 PM ET
- Size
- 21.4 KB