4//SEC Filing
BLACK HORSE CAPITAL LP 4
Accession 0001013594-22-000267
CIK 0001293310other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 6:42 PM ET
Size
45.0 KB
Accession
0001013594-22-000267
Insider Transaction Report
Form 4
HUMANIGEN, INCHGEN
Cheval Holdings, Ltd.
10% Owner
Transactions
- Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+36$25→ 4,798 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+680$405→ 680 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (68,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+22$7→ 22 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (2,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+255$229→ 1,625 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (25,500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+11$4→ 11 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (1,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+5$4→ 685 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+173$61→ 184 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (17,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+127$114→ 812 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (12,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+10$7→ 1,370 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+346$121→ 368 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (34,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+77$25→ 77 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (7,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+1,213$425→ 1,290 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (121,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+1,360$811→ 1,360 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (136,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+4,762$2,838→ 4,762 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (476,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+891$799→ 5,689 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (89,100 underlying)
Black Horse Capital Management LLC
10% Owner
Transactions
- Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+4,762$2,838→ 4,762 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (476,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+1,213$425→ 1,290 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (121,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+680$405→ 680 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (68,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+11$4→ 11 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (1,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+5$4→ 685 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+173$61→ 184 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (17,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+127$114→ 812 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (12,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+1,360$811→ 1,360 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (136,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+255$229→ 1,625 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (25,500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+36$25→ 4,798 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+891$799→ 5,689 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (89,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+22$7→ 22 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (2,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+10$7→ 1,370 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+346$121→ 368 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (34,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+77$25→ 77 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (7,700 underlying)
BLACK HORSE CAPITAL LP
10% Owner
Transactions
- Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+11$4→ 11 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (1,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+173$61→ 184 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (17,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+1,360$811→ 1,360 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (136,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+10$7→ 1,370 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+680$405→ 680 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (68,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+5$4→ 685 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+127$114→ 812 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (12,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+22$7→ 22 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (2,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+346$121→ 368 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (34,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+255$229→ 1,625 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (25,500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+4,762$2,838→ 4,762 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (476,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+77$25→ 77 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (7,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+36$25→ 4,798 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+1,213$425→ 1,290 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (121,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+891$799→ 5,689 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (89,100 underlying)
Black Horse Capital Master Fund Ltd.
10% Owner
Transactions
- Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+127$114→ 812 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (12,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+1,360$811→ 1,360 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (136,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+22$7→ 22 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (2,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+10$7→ 1,370 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+346$121→ 368 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (34,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+255$229→ 1,625 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (25,500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+4,762$2,838→ 4,762 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (476,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+77$25→ 77 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (7,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+36$25→ 4,798 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+1,213$425→ 1,290 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (121,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+891$799→ 5,689 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (89,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+680$405→ 680 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (68,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+11$4→ 11 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (1,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+5$4→ 685 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+173$61→ 184 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (17,300 underlying)
Chappell Dale
Director10% Owner
Transactions
- Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+680$405→ 680 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (68,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+11$4→ 11 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (1,100 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+5$4→ 685 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+173$61→ 184 total(indirect: By Black Horse Capital LP)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (17,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+127$114→ 812 total(indirect: By Black Horse Capital LP)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (12,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+1,360$811→ 1,360 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (136,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+22$7→ 22 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (2,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+10$7→ 1,370 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+346$121→ 368 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (34,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+255$229→ 1,625 total(indirect: By Black Horse Capital Master Fund Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (25,500 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.60/sh+4,762$2,838→ 4,762 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (476,200 underlying) - Purchase
Call Option (Right to Buy)
2022-03-02$0.33/sh+77$25→ 77 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-02Exp: 2022-05-20→ Common Stock, $0.001 par value (7,700 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.70/sh+36$25→ 4,798 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying) - Purchase
Call Option (Right to Buy)
2022-03-03$0.35/sh+1,213$425→ 1,290 total(indirect: By Cheval Holdings, Ltd.)Exercise: $5.00From: 2022-03-03Exp: 2022-05-20→ Common Stock, $0.001 par value (121,300 underlying) - Purchase
Call Option (Right to Buy)
2022-03-04$0.90/sh+891$799→ 5,689 total(indirect: By Cheval Holdings, Ltd.)Exercise: $2.50From: 2022-03-04Exp: 2022-05-20→ Common Stock, $0.001 par value (89,100 underlying)
Footnotes (4)
- [F1]This Form 4 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- [F2]Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund. Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
- [F3]Securities owned directly by the Offshore Fund. Dale Chappell, as the controlling person of the Offshore Fund, may be deemed to beneficially own the securities owned directly by the Offshore Fund.
- [F4]Securities owned directly by Cheval. Each of BH Management, by virtue of having been granted by the Board of Directors of Cheval the power to manage the securities of the Issuer owned by Cheval, and Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by Cheval.
Documents
Issuer
HUMANIGEN, INC
CIK 0001293310
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001178179
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 6:42 PM ET
- Size
- 45.0 KB