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BLACK HORSE CAPITAL LP 4

Accession 0001013594-22-000276

CIK 0001293310other
View on SEC.govCompany Profile

Filed

Mar 9, 7:00 PM ET

Accepted

Mar 10, 7:24 PM ET

Size

38.3 KB

Accession

0001013594-22-000276

Insider Transaction Report

Form 4
Period: 2022-03-08
HUMANIGEN, INCHGEN
Cheval Holdings, Ltd.
10% Owner
Transactions
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+1,026$807→ 2,316 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (102,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+238$286→ 1,050 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (23,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+293$231→ 661 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (29,300 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+157$118→ 818 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (15,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+5$6→ 1,055 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+147$116→ 331 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (14,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+79$59→ 410 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (7,900 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+476$571→ 2,101 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (47,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+10$12→ 2,111 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+1,668$2,002→ 7,357 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (166,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+36$43→ 7,393 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+550$413→ 2,866 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (55,000 underlying)
Black Horse Capital Management LLC
10% Owner
Transactions
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+238$286→ 1,050 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (23,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+5$6→ 1,055 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+79$59→ 410 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (7,900 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+157$118→ 818 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (15,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+550$413→ 2,866 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (55,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+476$571→ 2,101 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (47,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+1,668$2,002→ 7,357 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (166,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+1,026$807→ 2,316 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (102,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+147$116→ 331 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (14,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+10$12→ 2,111 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+293$231→ 661 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (29,300 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+36$43→ 7,393 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying)
Chappell Dale
Director10% Owner
Transactions
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+238$286→ 1,050 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (23,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+147$116→ 331 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (14,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+10$12→ 2,111 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+5$6→ 1,055 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+1,026$807→ 2,316 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (102,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+1,668$2,002→ 7,357 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (166,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+79$59→ 410 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (7,900 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+157$118→ 818 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (15,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+476$571→ 2,101 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (47,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+293$231→ 661 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (29,300 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+36$43→ 7,393 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+550$413→ 2,866 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (55,000 underlying)
Black Horse Capital Master Fund Ltd.
10% Owner
Transactions
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+79$59→ 410 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (7,900 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+10$12→ 2,111 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+238$286→ 1,050 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (23,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+293$231→ 661 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (29,300 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+1,668$2,002→ 7,357 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (166,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+5$6→ 1,055 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+147$116→ 331 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (14,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+476$571→ 2,101 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (47,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+157$118→ 818 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (15,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+36$43→ 7,393 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+1,026$807→ 2,316 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (102,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+550$413→ 2,866 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (55,000 underlying)
BLACK HORSE CAPITAL LP
10% Owner
Transactions
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+36$43→ 7,393 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (3,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+5$6→ 1,055 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (500 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+238$286→ 1,050 total(indirect: By Black Horse Capital LP)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (23,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+476$571→ 2,101 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (47,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$1.20/sh+10$12→ 2,111 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $2.50From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (1,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+293$231→ 661 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (29,300 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-08$1.20/sh+1,668$2,002→ 7,357 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $2.50From: 2022-03-08Exp: 2022-05-20→ Common Stock, $0.001 par value (166,800 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+1,026$807→ 2,316 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (102,600 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+550$413→ 2,866 total(indirect: By Cheval Holdings, Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (55,000 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-09$0.79/sh+147$116→ 331 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-09Exp: 2022-05-20→ Common Stock, $0.001 par value (14,700 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+79$59→ 410 total(indirect: By Black Horse Capital LP)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (7,900 underlying)
  • Purchase

    Call Option (Right to Buy)

    2022-03-10$0.75/sh+157$118→ 818 total(indirect: By Black Horse Capital Master Fund Ltd.)
    Exercise: $5.00From: 2022-03-10Exp: 2022-05-20→ Common Stock, $0.001 par value (15,700 underlying)
Footnotes (4)
  • [F1]This Form 4 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
  • [F2]Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund. Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
  • [F3]Securities owned directly by the Offshore Fund. Dale Chappell, as the controlling person of the Offshore Fund, may be deemed to beneficially own the securities owned directly by the Offshore Fund.
  • [F4]Securities owned directly by Cheval. Each of BH Management, by virtue of having been granted by the Board of Directors of Cheval the power to manage the securities of the Issuer owned by Cheval, and Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by Cheval.

Documents

1 file

Issuer

HUMANIGEN, INC

CIK 0001293310

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001178179

Filing Metadata

Form type
4
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 7:24 PM ET
Size
38.3 KB
View on SEC.gov