4//SEC Filing
BLACK HORSE CAPITAL LP 4
Accession 0001013594-23-000819
CIK 0001293310other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 6:50 PM ET
Size
15.7 KB
Accession
0001013594-23-000819
Insider Transaction Report
Form 4
HUMANIGEN, INCHGEN
Black Horse Capital Master Fund Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−75,887$835→ 2,307,530 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−34,253$377→ 1,041,536 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−276,210$3,038→ 8,398,871 total(indirect: By Cheval Holdings, Ltd.)
Black Horse Capital Management LLC
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−276,210$3,038→ 8,398,871 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−34,253$377→ 1,041,536 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−75,887$835→ 2,307,530 total(indirect: By Black Horse Capital Master Fund Ltd.)
BLACK HORSE CAPITAL LP
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−276,210$3,038→ 8,398,871 total(indirect: By Cheval Holdings, Ltd.) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−34,253$377→ 1,041,536 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−75,887$835→ 2,307,530 total(indirect: By Black Horse Capital Master Fund Ltd.)
Chappell Dale
Director10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−34,253$377→ 1,041,536 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−75,887$835→ 2,307,530 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−276,210$3,038→ 8,398,871 total(indirect: By Cheval Holdings, Ltd.)
Cheval Holdings, Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−75,887$835→ 2,307,530 total(indirect: By Black Horse Capital Master Fund Ltd.) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−34,253$377→ 1,041,536 total(indirect: By Black Horse Capital LP) - Sale
Common Stock, $0.001 par value
2023-10-18$0.01/sh−276,210$3,038→ 8,398,871 total(indirect: By Cheval Holdings, Ltd.)
Footnotes (4)
- [F1]This Form 4 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- [F2]Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
- [F3]Securities owned directly by the Offshore Fund.
- [F4]Securities owned directly by Cheval. BH Management may be deemed to beneficially own the securities owned directly by Cheval.
Documents
Issuer
HUMANIGEN, INC
CIK 0001293310
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001178179
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 6:50 PM ET
- Size
- 15.7 KB