Nierenberg David 4
4 · POTBELLY CORP · Filed Dec 20, 2024
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
NIERENBERG DAVID
10% Owner
Transactions
- Purchase
Common Stock
2024-12-18$9.40/sh+1,590$14,946→ 1,590 total(indirect: By Children) - Purchase
Common Stock
2024-12-18$9.34/sh+3,150$29,421→ 3,150 total(indirect: By Spouse)
Footnotes (4)
- [F1]This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg. Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
- [F2]Owned by children living in reporting person's household.
- [F3]Owned by spouse.
- [F4]Mr. Nierenberg disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his spouse and son except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Nierenberg is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.