4//SEC Filing
Nierenberg David 4
Accession 0001013594-25-000034
CIK 0001195734other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 7:45 PM ET
Size
13.7 KB
Accession
0001013594-25-000034
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
NIERENBERG DAVID
10% Owner
Transactions
- Purchase
Common Stock
2025-01-07$9.23/sh+7,500$69,225→ 101,898 total - Purchase
Common Stock
2025-01-07$9.24/sh+100$924→ 101,998 total
Holdings
- 887,555(indirect: By: The D3 Family Fund, L.P.)
Common Stock
- 1,561,985(indirect: By: The D3 Family Bulldog Fund, L.P.)
Common Stock
- 1,590(indirect: By Children)
Common Stock
- 3,150(indirect: By Spouse)
Common Stock
- 105,469(indirect: By: Haredale Ltd.)
Common Stock
- 425,555(indirect: By: Benedict Value Fund, L.P.)
Common Stock
NIERENBERG INVESTMENT MANAGEMENT CO
10% Owner
Transactions
- Purchase
Common Stock
2025-01-07$9.23/sh+7,500$69,225→ 101,898 total - Purchase
Common Stock
2025-01-07$9.24/sh+100$924→ 101,998 total
Holdings
- 105,469(indirect: By: Haredale Ltd.)
Common Stock
- 1,590(indirect: By Children)
Common Stock
- 3,150(indirect: By Spouse)
Common Stock
- 1,561,985(indirect: By: The D3 Family Bulldog Fund, L.P.)
Common Stock
- 425,555(indirect: By: Benedict Value Fund, L.P.)
Common Stock
- 887,555(indirect: By: The D3 Family Fund, L.P.)
Common Stock
Footnotes (7)
- [F1]This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
- [F2]Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
- [F3]Owned by children living in reporting person's household.
- [F4]Owned by spouse.
- [F5]The shares are owned solely by David Nierenberg.
- [F6]Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
- [F7]Mr. Nierenberg disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his spouse and son except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Nierenberg is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeother
Related Parties
1- filerCIK 0001040899
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 7:45 PM ET
- Size
- 13.7 KB