4//SEC Filing
Nierenberg David 4
Accession 0001013594-25-000434
CIK 0001195734other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 9:30 AM ET
Size
12.3 KB
Accession
0001013594-25-000434
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
NIERENBERG DAVID
10% Owner
Transactions
- Purchase
Common Stock
2025-03-28$9.36/sh+22,169$207,502→ 124,167 total
Holdings
- 3,150(indirect: By Spouse)
Common Stock
- 887,555(indirect: By: The D3 Family Fund, L.P.)
Common Stock
- 1,561,985(indirect: By: The D3 Family Bulldog Fund, L.P.)
Common Stock
- 105,469(indirect: By: Haredale Ltd.)
Common Stock
- 425,555(indirect: By: Benedict Value Fund, L.P.)
Common Stock
- 1,590(indirect: By Children)
Common Stock
NIERENBERG INVESTMENT MANAGEMENT CO
10% Owner
Transactions
- Purchase
Common Stock
2025-03-28$9.36/sh+22,169$207,502→ 124,167 total
Holdings
- 105,469(indirect: By: Haredale Ltd.)
Common Stock
- 887,555(indirect: By: The D3 Family Fund, L.P.)
Common Stock
- 1,590(indirect: By Children)
Common Stock
- 3,150(indirect: By Spouse)
Common Stock
- 1,561,985(indirect: By: The D3 Family Bulldog Fund, L.P.)
Common Stock
- 425,555(indirect: By: Benedict Value Fund, L.P.)
Common Stock
Footnotes (7)
- [F1]This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
- [F2]Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
- [F3]Owned by children living in reporting person's household.
- [F4]Owned by spouse.
- [F5]The shares are owned solely by David Nierenberg.
- [F6]Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
- [F7]Mr. Nierenberg disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his spouse and son except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Nierenberg is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeother
Related Parties
1- filerCIK 0001040899
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 9:30 AM ET
- Size
- 12.3 KB