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4//SEC Filing

WORKIVA INC 4

Accession 0001013632-17-000015

$WKCIK 0001445305operating
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 6:06 PM ET

Size

12.6 KB

Accession

0001013632-17-000015

Insider Transaction Report

Form 4
Period: 2017-02-01
WORKIVA INCWK
Howell Joseph H.
Executive VP
Transactions
  • Award

    Employee Stock Option to Purchase Class A Common Stock

    2017-02-01+5,403→ 5,403 total
    Exercise: $12.40From: 2018-02-01Exp: 2027-02-01→ Class A Common Stock (5,403 underlying)
Holdings

  • Class A Common Stock

    (indirect: By daughter)
    44,400

  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (178,200 underlying)
    178,200

  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $14.74From: 2017-02-01Exp: 2026-02-01→ Class A Common Stock (4,545 underlying)
    4,545

  • Class A Common Stock

    (indirect: By Trust)
    982

  • Class A Common Stock

    23,137

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (665,772 underlying)
    665,772
Footnotes (5)
  • [F1]Granted pursuant to the 2014 Equity Incentive Plan.
  • [F2]Vests in three equal annual installments commencing on the first anniversary of the grant date.
  • [F3]Granted pursuant to the 2009 Unit Incentive Plan.
  • [F4]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  • [F5]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Documents

1 file

Issuer

WORKIVA INC

CIK 0001445305

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001445305

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:06 PM ET
Size
12.6 KB
View on SEC.gov