Wool Kyle Michael 4
4 · Dominari Holdings Inc. · Filed Mar 25, 2025
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Award
Common Stock
2025-02-12+154,559→ 2,355,328 total
Holdings
- 27,750(indirect: By IRA)
Common Stock
- 24,000(indirect: By IRA)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
- 288,184
Series B Warrants (right to buy)
→ Common Stock (288,184 underlying) - 1,476(indirect: By LLC)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 288,184
Series A Warrants (right to buy)
→ Common Stock (288,184 underlying) - 13,750(indirect: By Ms. Yu's Pension)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
Footnotes (9)
- [F1]On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.
- [F2]Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
- [F3]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
- [F4]The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
- [F5]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F6]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- [F7]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- [F8]Ms. Yu is the sole member of Dongam, LLC.
- [F9]Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.