AFH Holding & Advisory, LLC 3
3 · NEONC TECHNOLOGIES HOLDINGS, INC. · Filed Mar 25, 2025
Insider Transaction Report
Form 3
Heshmatpour Amir F
DirectorPresident
Holdings
- 3,714,020(indirect: By LLC)
Common Stock
- 2,025,000
Common Stock
- 550,000(indirect: By LLC)
Common Stock
- 220,454(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Includes (i) 500,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein, and (ii) 1,200,000 shares of restricted stock (the "Shares") granted pursuant to Issuer's 2023 Equity Incentive Plan. The Shares vest on a date that is seven months after the effective date of Issuer's initial listing.
- [F2]Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
- [F3]Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- [F4]Such shares represent only Reporting Person's percentage interest in HCWG LLC.