Roessner Karl A 4
4 · E TRADE FINANCIAL CORP · Filed Feb 8, 2019
Insider Transaction Report
Form 4
Roessner Karl A
EVP & General Counsel
Transactions
- Tax Payment
Common Stock
2019-02-06$46.98/sh−8,319$390,847→ 125,156 total - Award
Common Stock
2019-02-06+7,023→ 132,179 total - Award
Common Stock
2019-02-08+48,851→ 180,576 total - Tax Payment
Common Stock
2019-02-06$46.98/sh−6,304$296,178→ 117,844 total - Award
Common Stock
2019-02-06+15,631→ 133,475 total - Tax Payment
Common Stock
2019-02-06$46.98/sh−3,738$175,621→ 128,441 total - Award
Common Stock
2019-02-06+7,022→ 135,463 total - Tax Payment
Common Stock
2019-02-06$46.98/sh−3,738$175,621→ 131,725 total - Award
Common Stock
2019-02-06+11,845→ 124,148 total
Footnotes (7)
- [F1]Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 5, 2016, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018.
- [F2]Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 5, 2016.
- [F3]Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 3, 2017, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018.
- [F4]Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 3, 2017.
- [F5]Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018.
- [F6]Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018.
- [F7]Restricted Stock Unit award that will vest over three years, with one-third vesting on February 8, 2020; one-third vesting on February 8, 2021; and the remaining one-third vesting on February 8, 2022.