Insider · CIK 0001580536

Roessner Karl A

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001580536

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-20	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+270 sh	—	—	129,770
2019-02-15	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+132 sh	—	—	129,500
2019-02-12	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−4,567 sh	$47.70	−$218K	129,368
2019-02-12	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−41.2K sh	$47.32	−$1.95M	133,935
2019-02-09	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,484 sh	$46.06	−$253K	175,092
2019-02-08	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+48.9K sh	—	—	180,576
2019-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−6,304 sh	$46.98	−$296K	117,844
2019-02-06	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+15.6K sh	—	—	133,475
2019-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−8,319 sh	$46.98	−$391K	125,156
2019-02-06	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+7,023 sh	—	—	132,179
2019-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,738 sh	$46.98	−$176K	128,441
2019-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,738 sh	$46.98	−$176K	131,725
2019-02-06	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+7,022 sh	—	—	135,463
2019-02-06	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+11.8K sh	—	—	124,148
2019-02-05	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−6,641 sh	$47.20	−$313K	112,303
2019-02-03	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,391 sh	$47.30	−$208K	118,944
2018-11-15	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+387 sh	—	—	123,503
2018-11-15	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+219 sh	—	—	123,335
2018-09-12	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−6,646 sh	$53.85	−$358K	123,116
2018-02-09	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+30.8K sh	—	—	129,762
2018-02-08	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−10.5K sh	$50.92	−$536K	102,583
2018-02-08	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−3,650 sh	$51.46	−$188K	98,933
2018-02-08	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−6,451 sh	$49.82	−$321K	113,102
2018-02-07	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,556 sh	$52.03	−$289K	107,272
2018-02-07	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−93.1K sh	$52.03	−$4.84M	103,755
2018-02-07	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−1,366 sh	$52.52	−$71.7K	102,389
2018-02-07	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+10.4K sh	—	—	112,828
2018-02-07	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+10.4K sh	—	—	117,709
2018-02-07	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,555 sh	$52.03	−$289K	112,154
2018-02-07	E TRADE FINANCIAL CORPA Award	Director, Chief Executive Officer	AAward	+15.8K sh	—	—	127,971
2018-02-07	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−8,418 sh	$52.03	−$438K	119,553
2018-02-07	E TRADE FINANCIAL CORPStock OptionM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−4,837 sh	—	—	0
2018-02-07	E TRADE FINANCIAL CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,837 sh	$17.58	+$85K	196,828
2018-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,553 sh	$50.46	−$280K	191,991
2018-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−8,278 sh	$50.46	−$418K	197,544
2018-02-05	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−6,940 sh	$51.58	−$358K	205,822
2018-02-03	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,391 sh	$53.35	−$234K	212,762
2017-09-13	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−6,705 sh	$40.49	−$271K	217,153
2017-09-13	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−1,873 sh	$40.49	−$75.8K	223,858
2017-09-12	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−6,971 sh	$40.67	−$284K	225,731
2017-08-18	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−14.9K sh	$39.41	−$587K	232,702
2017-02-08	E TRADE FINANCIAL CORPStock OptionM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−3,712 sh	—	—	0
2017-02-08	E TRADE FINANCIAL CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+3,712 sh	$14.60	+$54.2K	264,076
2017-02-08	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−3,712 sh	$34.73	−$129K	260,364
2017-02-08	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−4,690 sh	$34.72	−$163K	255,674
2017-02-08	E TRADE FINANCIAL CORPS Sale	Director, Chief Executive Officer	SSale	−8,074 sh	$34.72	−$280K	247,600
2017-02-07	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−8,305 sh	$35.20	−$292K	260,364
2017-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,482 sh	$34.69	−$155K	268,669
2017-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−7,742 sh	$34.69	−$269K	279,631
2017-02-06	E TRADE FINANCIAL CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−8,682 sh	$34.69	−$301K	270,949

Recent filings

Accepted (ET)
May 224
Roessner Karl A0001015780-19-000142
SEC(opens sec.gov)
Feb 204
Roessner Karl A0001015780-19-000077
SEC(opens sec.gov)
Feb 124
Roessner Karl A0001015780-19-000053
SEC(opens sec.gov)
Feb 84
Roessner Karl A0001015780-19-000040
SEC(opens sec.gov)
Feb 54
Roessner Karl A0001015780-19-000028
SEC(opens sec.gov)
Feb 54/A
Roessner Karl A0001015780-19-000024
SEC(opens sec.gov)
Nov 194
Roessner Karl A0001015780-18-000129
SEC(opens sec.gov)
Sep 144
Roessner Karl A0001015780-18-000090
SEC(opens sec.gov)
Feb 94
Roessner Karl A0001015780-18-000029
SEC(opens sec.gov)

Companies

Address

1271 AVENUE OF THE AMERICAS 14TH FLOOR

NEW YORK, NY, 10020-1302