4//SEC Filing
SWISS HELVETIA FUND, INC. 4
Accession 0001015959-07-000001
$SWZCIK 0000813623other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 11:43 AM ET
Size
10.2 KB
Accession
0001015959-07-000001
Insider Transaction Report
Form 4
WEST STEPHEN K
Director
Transactions
- Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+554$9,196→ 19,771 total - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22+1,662→ 0 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (554 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22$0.43/sh−17,555$7,549→ 1,662 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (0 underlying)
Footnotes (2)
- [F1]Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date).
- [F2]The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for-3 rights offering. Shares of Common Stock issued pursuant to the exercise of 1662 right issued to Mr. West were acquired on June 29, 2007.
Documents
Issuer
SWISS HELVETIA FUND, INC.
CIK 0000813623
Entity typeother
Related Parties
1- filerCIK 0000813623
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 11:43 AM ET
- Size
- 10.2 KB