WEST STEPHEN K

CIK 00010159591 companyNEW YORK, NY

Transactions

Companies

Filings

CIK

0001015959

Recent Transactions

13 trades

Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.92/sh−1,000→ 2,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.92/sh−1,000→ 1,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.89/sh−1,000→ 4,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.89/sh−1,000→ 6,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.89/sh−1,000→ 5,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.89/sh−1,000→ 7,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-14$10.92/sh−1,000→ 3,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-13$11.00/sh−9,100→ 8,071 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-13$11.01/sh−1,000→ 18,771 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2011-12-13$11.00/sh−1,600→ 17,171 total
Exercise of In-Money
Total Return Securities Fund$SWZ
Subscription Rights (right to buy)
2007-06-22+1,662→ 0 total
Exercise of In-Money
Total Return Securities Fund$SWZ
Subscription Rights (right to buy)
2007-06-22$0.43/sh−17,555→ 1,662 total
Exercise of In-Money
Total Return Securities Fund$SWZ
Common Stock
2007-06-22$16.60/sh+554→ 19,771 total

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