SCHUON ANDY 4

Accession 0001017712-12-000050

CIK 0001017712other

View on SEC.gov Company Profile

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 6:53 PM ET

Size

29.6 KB

Accession

0001017712-12-000050

Insider Transaction Report

Form 4

Period: 2012-12-04

HOT TOPIC INC /CA/HOTT

SCHUON ANDY

Director

Transactions

Sale
Common Stock
2012-12-04$9.87/sh−13,099$129,311→ 41,992 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-04−1,407→ 0 total
Exercise: $6.02From: 2009-06-10Exp: 2018-06-10→ Common Stock (1,407 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-04−13,099→ 3,023 total
Exercise: $7.54From: 2010-06-09Exp: 2019-06-09→ Common Stock (13,099 underlying)
Sale
Common Stock
2012-12-04$9.77/sh−7,085$69,195→ 41,992 total
Sale
Common Stock
2012-12-04$9.82/sh−11,495$112,827→ 41,992 total
Sale
Common Stock
2012-12-04$9.83/sh−1,407$13,829→ 41,992 total
Exercise/Conversion
Common Stock
2012-12-04$4.88/sh+17,813$86,927→ 59,805 total
Exercise/Conversion
Common Stock
2012-12-04$7.09/sh+7,085$50,233→ 49,077 total
Sale
Common Stock
2012-12-04$9.82/sh−17,813$174,925→ 41,992 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-04−11,495→ 1,407 total
Exercise: $6.02From: 2009-06-10Exp: 2018-06-10→ Common Stock (11,495 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-04−7,085→ 15,587 total
Exercise: $7.09From: 2012-06-07Exp: 2021-06-07→ Common Stock (7,085 underlying)
Exercise/Conversion
Common Stock
2012-12-04$6.02/sh+11,495$69,200→ 53,487 total
Exercise/Conversion
Common Stock
2012-12-04$6.02/sh+1,407$8,470→ 43,399 total
Exercise/Conversion
Common Stock
2012-12-04$7.54/sh+13,099$98,766→ 55,091 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-12-04−17,813→ 13,856 total
Exercise: $4.88From: 2011-06-08Exp: 2020-06-08→ Common Stock (17,813 underlying)

Footnotes (7)

[F1]This transaction was executed in multiple trades at prices ranging from $9.80 to $9.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F2]This transaction was executed in multiple trades at prices ranging from $9.73 to $9.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]This transaction was executed in multiple trades at prices ranging from $9.80 to $9.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]This transaction was executed in multiple trades at prices ranging from $9.70 to $9.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]This transaction was executed in multiple trades at prices ranging from $9.70 to $9.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F6]25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter.
[F7]25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vested quarterly thereafter. The stock option is fully vested and exercisable.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

HOT TOPIC INC /CA/

CIK 0001017712

→

Entity typeother

Related Parties

filerCIK 0001249763

Filing Metadata

Form type: 4
Filed: Dec 5, 7:00 PM ET
Accepted: Dec 6, 6:53 PM ET
Size: 29.6 KB

View on SEC.gov