Home/Filings/4/0001017951-09-000272
4//SEC Filing

MAHONEY MILES F 4

Accession 0001017951-09-000272

CIK 0000912365other

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 7:20 PM ET

Size

8.3 KB

Accession

0001017951-09-000272

Insider Transaction Report

Form 4
Period: 2009-11-19
MAHONEY MILES F
President and COO
Transactions
  • Award

    Stock Option (Right to Buy)

    2009-11-19+150,000250,000 total
    Exercise: $0.30From: 2009-11-19Exp: 2014-11-19Common Stock (150,000 underlying)
  • Award

    Restricted Stock Award

    2009-11-19+850,000900,000 total
Footnotes (2)
  • [F1]The award vests upon the attainment of benchmarks and assuming continuous employment: (i) 250,000 shares upon an increase closing price to $0.70 or higher for all trading days within any 60 day consecutive calendar period; (ii) an additional 150,000 shares upon an increase in the closing price to $1.05 or higher for all trading days within any 60 day consecutive calendar day period; (iii) an additional 150,000 shares upon an increase in the closing price to $1.50 or higher for all trading days within any 60 day consecutive calendar day period; (iv) an additional 150,000 shares upon an increase in the closing price to $1.75 or higher for all trading days within any 60 day consecutive calendar day period; and (v) an additional 150,000 shares upon an increase in the closing price to $2.10 or higher for all trading days within any 60 day consecutive calendar day period.
  • [F2]Any unvested portion of the Restricted Stock award will expire on November 19, 2013.

Issuer

EVERGREEN ENERGY INC

CIK 0000912365

Entity typeother

Related Parties

1
  • filerCIK 0001477267

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 7:20 PM ET
Size
8.3 KB