Home/Filings/4/0001019056-18-000009
4//SEC Filing

Reich Andrew H 4

Accession 0001019056-18-000009

CIK 0000065596other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 4:18 PM ET

Size

5.4 KB

Accession

0001019056-18-000009

Insider Transaction Report

Form 4
Period: 2017-12-29
Reich Andrew H
DirectorEVP, COO CFO and Secretary
Transactions
  • Other

    Common Stock, $0.01 par value per share

    2017-12-29+109,232259,232 total
Footnotes (1)
  • [F1]On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 109,232 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer.

Issuer

SIEBERT FINANCIAL CORP

CIK 0000065596

Entity typeother

Related Parties

1
  • filerCIK 0001692715

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:18 PM ET
Size
5.4 KB