SIEBERT FINANCIAL CORP

SIEBERT FINANCIAL CORP, identified by CIK 65596 and trading under ticker SIEB, presents itself as a financial services organization that facilitates capital markets execution, advisory, and investment banking solutions rooted in its SIC-type brokerage and advisory heritage; the firm’s core services span fixed-income underwriting, institutional sales, and structured finance capabilities tailored to regional banks, credit unions, and institutional investors seeking liquidity, capital, and risk management expertise across public finance and mortgage-backed sectors. Operating in a regulated brokerage and investment advisory environment, Siebert must navigate ongoing SEC, FINRA, and state regulator oversight, heightened capital and reporting expectations, and the cyclical volatility of interest rates and credit spreads that materially affect underwriting revenue and balance-sheet exposure. With the latest filing status yet to be disclosed, stakeholders are encouraged to follow developments closely, especially with shifting compliance and market conditions, and can view live SEC filings on Earnings Feed.

Source: Earnings Feed research · last updated 11/24/2025